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Compliance and Reporting Essentials

Course Overview

Welcome to the Compliance and Reporting Essentials course by ComplyPro! This comprehensive course provides the fundamental knowledge and practical skills needed to navigate compliance and reporting requirements effectively. 

  • Module 1: Introduction to Compliance and Reporting Explore the importance of compliance, regulatory bodies, and maintaining accurate records. 

  • Module 2: Focused around onboarding and account opening, and what needs to be done in order for the process to be successful.

  • Module 3: In this module, ComplyPro provides a high-level overview of various forms including the W-9, W-8’s and 8233

  • Module 4: In this module on payments & sourcing, ComplyPro emphasizes the importance of understanding the nature of payments and their sourcing rules. It provides a list of reportable and non-reportable payment types.

  • Module 5: We discuss best practices for information reporting and withholding processes. It emphasizes the importance of understanding the organization’s structure and determining where the solicitation of documentation should occur.

 

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